Share
Share today's newsletter with a colleague and get credit if they sign up for SmartBrief.

Story being shared
Hilliard Lyons' Allen: Cost of Reg BI compliance is justified
The cost of complying with the Securities and Exchange Commission's Regulation Best Interest will be worthwhile because of the consistency it will provide broker-dealers in serving their clients, said Hilliard Lyons' James Allen, SIFMA chairman emeritus for 2020. "Reg BI is arguably the most significant enhancement of conduct standards since the Securities Exchange Act of 1934," he said.

Or we can send an email on your behalf
You must submit valid email addresses only. Use of email addresses is subject to terms of SmartBrief's privacy policy .