Share
Share today's newsletter with a colleague
and get credit if they sign up for SmartBrief.
Story being shared
Clayton: SEC on track to deliver improved consolidated audit trail
The Securities and Exchange Commission is working "full steam ahead" to improve the consolidated audit trail, with a target date of 2022 for completion, Chairman Jay Clayton said at the SIFMA Annual Meeting. He addressed concern about identity theft and said the SEC will not collect data that renders investors vulnerable and will restrict itself to "phone book information."
Bloomberg Law (free content) (11/19), InvestmentNews (tiered subscription model) (11/19), Financial Advisor IQ (11/20)
Or we can send an email on your behalf